Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Apr 2013)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (71)Employed By (30 Apr 2013 to 11 Feb 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 1 Aug 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Jun 2008 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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