Daniel Colin Bowen

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stepwoods Financial Planning Ltd

    FRN 1032748

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Client dealing (30 Jul 2020 to 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (30 Jul 2020 to 6 Jun 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2020)
    • CF30 Customer (21 Apr 2015 to 9 Jun 2020)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (27 Apr 2015 to 9 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.