Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beyond Advice Group Ltd
FRN 830162
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 18 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
- [FCA CF] Client dealing (since 17 Jan 2022)
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- CF30 Customer (23 Aug 2011 to 1 Jun 2012)
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- CF30 Customer (7 Aug 2008 to 19 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.