Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Aug 2011 to 1 Jun 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (7 Aug 2008 to 19 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.