Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daniel Cunningham
FRN 949147
- SMF16 Compliance Oversight (since 1 Feb 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2022)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.