Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 29 Dec 2016)
- [FCA CF] Client dealing (since 29 Dec 2016)
- [FCA CF] Manager of certification employee (since 29 Dec 2016)
- [FCA CF] Material risk taker (since 29 Dec 2016)
- [PRA CF] Managing a material risk taker (since 29 Dec 2016)
-
- [PRA CF] Managing a material risk taker (30 Jul 2024 to 3 Feb 2026)
- [FCA CF] Client dealing (4 Sep 2023 to 3 Feb 2026)
- [FCA CF] Manager of certification employee (4 Sep 2023 to 3 Feb 2026)
- [FCA CF] Material risk taker (4 Sep 2023 to 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (4 Sep 2023 to 22 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.