Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (26 Jul 2011 to 21 Jan 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (13 May 2010 to 22 Nov 2010)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (13 May 2010 to 22 Nov 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
    • CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 11 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.