Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMH Finance LLP
FRN 840234
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 1 Jul 2019)
- Responsible for Insurance Distribution (since 1 Jul 2019)
- CF4 Partner (1 Jul 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.