Daniel Bradley Ross

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hartley Ross Ltd

    FRN 924765

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 8 Sep 2020)
    • Responsible for Insurance Distribution (since 8 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2020)
    • Responsibility for MCD Intermediation (since 8 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (29 Aug 2014 to 27 Jan 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Dec 2007 to 14 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.