Daniel Borg

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 19 Jun 2024)
- [FCA CF] Client dealing (1 Feb 2021 to 26 Nov 2021)
- CF30 Customer (7 Sep 2019 to 8 Dec 2019)
Cap10 Partners LLP (no longer approved here)
FRN 966309
- [FCA CF] Client dealing (9 Nov 2022 to 28 Apr 2023)
Robert Quinn Advisory LLP (no longer approved here)
FRN 548030
- CF30 Customer (9 Feb 2022 to 9 Nov 2022)
Cap10 Partners LLP (no longer approved here)
FRN 945362
- Employed By (9 Feb 2022 to 9 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.