Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 23 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2021)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (23 Sep 2019 to 15 Jun 2021)
    • [FCA CF] Client dealing (23 Nov 2017 to 15 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (6 Oct 2015 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (6 Oct 2015 to 22 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.