Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 16 Apr 2025)
- [FCA CF] Material risk taker (4 Sep 2024 to 1 Sep 2025)
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UBS Asset Management (UK) Ltd
FRN 119319
- SMF2 Chief Finance (since 9 Dec 2019)
- CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)
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UBS Asset Management Funds Ltd
FRN 141661
- SMF2 Chief Finance (since 9 Dec 2019)
- CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)
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UBS Asset Management Life Ltd
FRN 186527
- SMF2 Chief Finance (since 10 Dec 2018)
- SIMF2 Chief Finance Function (13 Apr 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.