Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
- CF30 Customer (16 Sep 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.