Daniel Anthony Scott Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)
FRN 599883
- [FCA CF] Functions requiring qualifications (17 Jan 2022 to 23 Dec 2024)
- [FCA CF] Client dealing (17 Jan 2022 to 23 Dec 2024)
Sovereign Wealth Limited (no longer approved here)
FRN 471459
- (31)Employed By (6 Apr 2018 to 31 Dec 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (30 Nov 2015 to 6 Apr 2018)
- CF30 Customer (30 Nov 2015 to 31 Dec 2018)
Holmes Wealth Management Limited (no longer approved here)
FRN 725987
- Employed By (30 Nov 2015 to 6 Apr 2018)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (23 Oct 2008 to 2 Dec 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.