Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pacem Financial Advisory Ltd
FRN 781480
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 15 Apr 2020)
- Responsible for Insurance Distribution (since 15 Apr 2020)
- SMF16 Compliance Oversight (since 15 Apr 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (2 Mar 2020 to 1 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.