Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 23 Oct 2018)
- [FCA CF] Algorithmic trading (since 8 Jun 2018)
- [FCA CF] Client dealing (since 14 May 2018)
- [FCA CF] Manager of certification employee (since 14 May 2018)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 23 Oct 2018)
- [FCA CF] Algorithmic trading (since 8 Jun 2018)
- [FCA CF] Manager of certification employee (since 14 May 2018)
- [FCA CF] Client dealing (since 14 May 2018)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (31 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (31 Jul 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.