Daniel Alan Lavers

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2018)
    • [FCA CF] Manager of certification employee (since 26 Mar 2018)
    • [FCA CF] Material risk taker (since 26 Mar 2018)
    • [PRA CF] Managing a material risk taker (since 26 Mar 2018)
    • [FCA CF] Client dealing (since 26 Mar 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (6 Oct 2009 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (6 Oct 2009 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 10 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.