Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 1 Jul 2019)
- [FCA CF] Material risk taker (since 1 Jul 2019)
- [FCA CF] Client dealing (since 1 Jul 2019)
- [FCA CF] Significant management (23 Jun 2022 to 13 Apr 2025)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 1 Jul 2019)
- [FCA CF] Material risk taker (since 1 Jul 2019)
- [FCA CF] Manager of certification employee (since 1 Jul 2019)
- [FCA CF] Significant management (23 Jun 2022 to 13 Apr 2025)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (5 Nov 2008 to 6 Mar 2016)
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- CF30 Customer (5 Nov 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (11 Feb 2004 to 4 Sep 2006)
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- CF21 Investment Adviser (11 Feb 2004 to 4 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.