Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2024)
    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (8 Jul 2011 to 28 Mar 2012)
    • CF30 Customer (24 Jun 2011 to 28 Mar 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 8 Jul 2011)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 May 2006 to 28 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.