Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Aug 2014 to 8 Dec 2019)
    • CF26 Customer Trading (15 Mar 2002 to 31 Oct 2007)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (7 Nov 2013 to 18 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.