Daneel Van Straaten

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investrium Ltd

    FRN 806141

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (30 Jun 2017 to 14 Mar 2018)
    • CF30 Customer (2 Apr 2012 to 21 Dec 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (30 Jun 2017 to 14 Mar 2018)
    • CF30 Customer (23 Mar 2010 to 1 Apr 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Jun 2017 to 14 Mar 2018)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (182)Employed By (21 Nov 2013 to 3 Jul 2015)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (23 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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