Dane James Halling

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Priscum Limited

    FRN 507387

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF4 Partner (AR) (since 21 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Mar 2012)
    • CF1 Director (AR) (22 Mar 2012 to 26 Nov 2025)
  • AI Wealth Management LLP

    FRN 567183

    • (1)Employed By (since 22 Mar 2012)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • CF30 Customer (16 Apr 2009 to 6 Oct 2011)
    • CF4 Partner (16 Apr 2009 to 6 Oct 2011)
  • Perlus Investment Management LLP (no longer approved here)

    FRN 475880

    • CF4 Partner (13 Feb 2008 to 28 Feb 2010)
    • CF30 Customer (13 Feb 2008 to 28 Feb 2010)
    • CF10 Compliance Oversight (13 Feb 2008 to 28 Feb 2010)
    • CF11 Money Laundering Reporting (13 Feb 2008 to 28 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AI Wealth Management LLP

  2. controlled function added: (1)Employed By at AI Wealth Management LLP