Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Nov 2025)
    • CF1 Director (24 Sep 2015 to 3 May 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.