Dan Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (28 Mar 2022 to 24 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 24 Jan 2023)
    • [FCA CF] Material risk taker (8 Nov 2016 to 24 Jan 2023)
    • [FCA CF] Client dealing (20 Sep 2016 to 24 Jan 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (28 Mar 2022 to 24 Jan 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jan 2023)
    • [FCA CF] Client dealing (20 Sep 2016 to 24 Jan 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (28 Mar 2022 to 24 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jan 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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