Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (15 Jul 2021 to 28 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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