Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Feb 2010 to 31 Dec 2010)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (10 Feb 2010 to 31 Dec 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Sep 2009)
    • CF26 Customer Trading (11 Oct 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (12 Nov 2002 to 18 Jun 2004)
    • CF26 Customer Trading (12 Nov 2002 to 18 Jun 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (12 Nov 2002 to 18 Jun 2004)
    • CF26 Customer Trading (12 Nov 2002 to 18 Jun 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)
    • CF26 Customer Trading (1 Dec 2001 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.