Damon Jon Heath

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP

    FRN 538762

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Significant management (since 24 Feb 2021)
    • [FCA CF] Manager of certification employee (since 24 Feb 2021)
    • [FCA CF] Material risk taker (since 24 Feb 2021)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2021)
    • CF4 Partner (3 Mar 2014 to 19 Nov 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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