Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
  • Holt Financial Services Limited (no longer approved here)

    FRN 652420

    • Employed By (10 Nov 2014 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 2 Oct 2014)
    • CF22 Investment Adviser (Trainee) (22 Mar 2006 to 31 Oct 2007)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (9)Employed By (22 Mar 2006 to 2 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.