Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- SMF18 Other Overall Responsibility (since 8 Aug 2022)
- [FCA CF] Client dealing (since 26 Jun 2020)
- [FCA CF] Manager of certification employee (26 Jun 2020 to 8 Aug 2022)
- [FCA CF] Material risk taker (26 Jun 2020 to 8 Aug 2022)
- [FCA CF] Significant management (26 Jun 2020 to 8 Aug 2022)
- SMF18 Other Overall Responsibility (10 Mar 2020 to 29 Jun 2020)
- CF30 Customer (11 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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