Damon Brett Shaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED

    FRN 428590

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2021)
    • [FCA CF] Client dealing (since 26 Apr 2021)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 1 Apr 2021)
    • [FCA CF] Client dealing (7 Jul 2020 to 1 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jul 2020)
    • CF30 Customer (26 Oct 2018 to 7 Jul 2020)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (29 Mar 2018 to 31 Oct 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (1 Sep 2014 to 23 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.