Damon Arun Ugargol

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2005 to 13 Feb 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Dec 2004 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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