Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 12 Jan 2022)
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- [FCA CF] Client dealing (1 Jul 2020 to 17 Sep 2021)
- [FCA CF] Material risk taker (1 Jul 2020 to 17 Sep 2021)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.