Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
    • [FCA CF] Client dealing (since 13 Apr 2026)
  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • [FCA CF] Client dealing (14 Apr 2021 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (14 Apr 2021 to 31 Dec 2023)
  • TOWN & COUNTRY PRIVATE FINANCE LTD (no longer approved here)

    FRN 431113

    • CF30 Customer (5 Jan 2011 to 21 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.