Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (15 Nov 2022 to 31 May 2024)
    • [FCA CF] Algorithmic trading (7 Mar 2022 to 31 May 2024)
    • [FCA CF] Client dealing (7 Mar 2022 to 31 May 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (27 Aug 2020 to 17 Mar 2021)
    • [FCA CF] Algorithmic trading (10 Jan 2018 to 5 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (21 Nov 2007 to 10 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.