Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 6 Oct 2022)
- [FCA CF] Algorithmic trading (since 6 Oct 2022)
- [FCA CF] Manager of certification employee (6 Mar 2017 to 16 Aug 2022)
- [FCA CF] Client dealing (6 Mar 2017 to 16 Aug 2022)
- CF30 Customer (1 Nov 2007 to 4 Jul 2014)
- CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2006 to 19 Dec 2006)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 6 Oct 2022)
- [FCA CF] Algorithmic trading (since 6 Oct 2022)
- [FCA CF] Client dealing (6 Mar 2017 to 16 Aug 2022)
- [FCA CF] Manager of certification employee (6 Mar 2017 to 16 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.