Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 8 Nov 2022)
- CF30 Customer (since 31 Oct 2022)
- CF1 Director (AR) (since 31 Oct 2022)
-
Junction 8 Financial Planning Ltd
FRN 986221
- (1)Employed By (since 31 Oct 2022)
-
- Appointed representative dealing with clients for which they require qualification (10 Aug 2020 to 14 Oct 2022)
- CF30 Customer (14 Apr 2020 to 14 Oct 2022)
-
- Employed By (14 Apr 2020 to 14 Oct 2022)
-
- CF30 Customer (22 Dec 2018 to 28 Feb 2020)
-
- Employed By (22 Dec 2018 to 28 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.