Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Partnership Limited
FRN 554381
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 10 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Nov 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2025)
- Responsible for Insurance Mediation (8 Sep 2011 to 30 Sep 2018)
- CF1 Director (8 Sep 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Sep 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Sep 2011 to 8 Dec 2019)
- CF30 Customer (8 Sep 2011 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (21 Aug 2025 to 31 Dec 2025)
- [FCA CF] Client dealing (25 Oct 2023 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (1 Mar 2023 to 31 Dec 2025)
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- CF30 Customer (20 Oct 2010 to 4 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.