Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 19 Mar 2018)
- [FCA CF] Client dealing (since 13 Oct 2016)
- [FCA CF] Manager of certification employee (16 Feb 2024 to 10 Mar 2026)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (8 Jun 2016 to 7 Aug 2017)
- CF30 Customer (17 Oct 2012 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2019)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
- [FCA CF] Manager of certification employee (12 Oct 2020 to 5 Aug 2021)
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- CF30 Customer (15 Sep 2011 to 2 Jul 2012)
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- CF21 Investment Adviser (25 Jul 2005 to 14 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.