Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 19 Mar 2018)
    • [FCA CF] Client dealing (since 13 Oct 2016)
    • [FCA CF] Manager of certification employee (16 Feb 2024 to 10 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jun 2016 to 7 Aug 2017)
    • CF30 Customer (17 Oct 2012 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2019)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (12 Oct 2020 to 5 Aug 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (15 Sep 2011 to 2 Jul 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (25 Jul 2005 to 14 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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