Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (13 Dec 2016 to 25 Oct 2020)
    • [FCA CF] Manager of certification employee (13 Dec 2016 to 7 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.