Damien Brooke Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Sep 2004 to 25 Mar 2005)
    • CF22 Investment Adviser (Trainee) (25 Apr 2003 to 14 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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