Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (3 Mar 2022 to 22 Jun 2023)
    • CF30 Customer (4 Oct 2011 to 1 May 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Feb 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF27 Investment Management (22 Jul 2004 to 15 Jun 2006)
    • CF21 Investment Adviser (22 Jul 2004 to 15 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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