Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (18 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (14 Jan 2011 to 6 Mar 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF24 Pension Transfer Specialist (23 Jun 2006 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 31 Dec 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 31 Dec 2006)
    • CF24 Pension Transfer Specialist (23 Jun 2006 to 31 Dec 2006)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (31 Aug 2005 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.