Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
- [FCA CF] Client dealing (since 23 Nov 2023)
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- Employed By (21 Feb 2020 to 10 Nov 2023)
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- CF30 Customer (19 Dec 2019 to 10 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Nov 2023)
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- (3)Employed By (19 Dec 2019 to 10 Nov 2023)
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- Employed By (6 Nov 2003 to 28 Jan 2005)
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- CF21 Investment Adviser (5 Sep 2002 to 5 Sep 2003)
- CF22 Investment Adviser (Trainee) (14 Jan 2002 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.