Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
  • Clear Cut Financial Planning Ltd (no longer approved here)

    FRN 603910

    • Employed By (21 Feb 2020 to 10 Nov 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (19 Dec 2019 to 10 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Nov 2023)
  • Friarsgate Financial Planning Limited (no longer approved here)

    FRN 913194

    • (3)Employed By (19 Dec 2019 to 10 Nov 2023)
  • The Chester Partnership Ltd (no longer approved here)

    FRN 193484

    • Employed By (6 Nov 2003 to 28 Jan 2005)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF21 Investment Adviser (5 Sep 2002 to 5 Sep 2003)
    • CF22 Investment Adviser (Trainee) (14 Jan 2002 to 5 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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