Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 18 May 2024)
    • [FCA CF] Functions requiring qualifications (since 18 May 2024)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (11 Mar 2014 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.