Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
    • Employed By (since 25 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2008 to 23 Oct 2013)
  • PROTECT AND INVEST LIMITED (no longer approved here)

    FRN 469073

    • CF30 Customer (26 Sep 2013 to 9 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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