Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
-
- CF30 Customer (4 Apr 2014 to 30 Oct 2014)
-
- (70)Employed By (31 Oct 2012 to 30 Jul 2014)
-
- CF30 Customer (6 Dec 2010 to 19 Oct 2012)
- CF4 Partner (AR) (25 Aug 2009 to 29 Jan 2013)
-
- (7)Employed By (16 Feb 2009 to 27 Aug 2009)
-
- CF30 Customer (16 Feb 2009 to 27 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.