Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Capital Commercial Finance Limited
FRN 811093
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 1 Oct 2018)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
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- CF1 Director (AR) (20 Sep 2011 to 18 Apr 2019)
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- CF1 Director (AR) (10 May 2010 to 11 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.