Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 10 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Dec 2022 to 10 Aug 2023)
    • [PRA CF] Managing a material risk taker (21 Dec 2022 to 10 Aug 2023)
    • [FCA CF] Significant management (21 Dec 2022 to 10 Aug 2023)
  • ABC International Bank Plc (no longer approved here)

    FRN 149025

    • [FCA CF] Manager of certification employee (6 Mar 2020 to 21 Sep 2022)
    • [FCA CF] Significant management (7 Mar 2019 to 21 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 21 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF26 Customer Trading (9 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.