Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (since 10 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (21 Dec 2022 to 10 Aug 2023)
- [PRA CF] Managing a material risk taker (21 Dec 2022 to 10 Aug 2023)
- [FCA CF] Significant management (21 Dec 2022 to 10 Aug 2023)
-
- [FCA CF] Manager of certification employee (6 Mar 2020 to 21 Sep 2022)
- [FCA CF] Significant management (7 Mar 2019 to 21 Sep 2022)
- [FCA CF] Material risk taker (7 Mar 2017 to 21 Sep 2022)
-
- CF30 Customer (1 Nov 2007 to 27 May 2011)
- CF26 Customer Trading (9 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.