Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (121)CF30 Customer (13 Oct 2009 to 4 Oct 2010)
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- CF16 Significant Mgt (Desgntd Investment Business) (16 Dec 2002 to 16 Nov 2004)
- CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (121)CF30 Customer at STIFEL EUROPE LIMITED