Dalvender Singh Sohdi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 10 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (2 Dec 2004 to 15 Apr 2005)
    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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