Dale Thomas Braithwait

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (14 Apr 2020 to 11 Aug 2020)
    • [FCA CF] Material risk taker (14 Apr 2020 to 17 Jan 2023)
    • [FCA CF] Significant management (14 Apr 2020 to 17 Jan 2023)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • CF28 Systems and controls (18 Dec 2017 to 29 Oct 2019)
    • CF1 Director (31 Mar 2014 to 29 Oct 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.